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- Subject: 89-7645 -- OPINION, HERNANDEZ v. NEW YORK
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-
-
- NOTICE: This opinion is subject to formal revision before publication in
- the preliminary print of the United States Reports. Readers are requested
- to notify the Reporter of Decisions, Supreme Court of the United States,
- Washington, D. C. 20543, of any typographical or other formal errors, in
- order that corrections may be made before the preliminary print goes to
- press.
- SUPREME COURT OF THE UNITED STATES
-
-
- No. 89-7645
-
-
-
- DIONISIO HERNANDEZ, PETITIONER v. NEW YORK
-
- on writ of certiorari to the court of appeals of new york
-
- [May 28, 1991]
-
-
-
- Justice Kennedy announced the judgment of the Court and delivered an
- opinion in which The Chief Justice, Justice White and Justice Souter join.
-
- Petitioner Dionisio Hernandez asks us to review the New York state
- courts' rejection of his claim that the prosecutor in his criminal trial
- exercised peremptory challenges to exclude Latinos from the jury by reason
- of their ethnicity. If true, the prosecutor's discriminatory use of
- peremptory strikes would violate the Equal Protection Clause as interpreted
- by our decision in Batson v. Kentucky, 476 U. S. 79 (1986). We must
- determine whether the prosecutor offered a raceneutral basis for
- challenging Latino potential jurors and, if so, whether the state courts'
- decision to accept the prosecutor's explanation should be sustained.
- Petitioner and respondent both use the term "Latino" in their briefs to
- this Court. Amicus briefs on both sides employ instead the term
- "Hispanic," and the parties referred to the excluded jurors by that term in
- the trial court. Both words appear in the state court opinions. No
- attempt has been made at a distinction by the parties and we make no
- attempt to distinguish the terms in this opinion. We will refer to the
- excluded venirepersons as Latinos in deference to the terminology preferred
- by the parties before the Court.
- I
- The case comes to us on direct review of petitioner's convictions on
- two counts of attempted murder and two counts of criminal possession of a
- weapon. On a Brooklyn street, petitioner fired several shots at Charlene
- Calloway and her mother, Ada Saline. Calloway suffered three gunshot
- wounds. Petitioner missed Saline and instead hit two men in a nearby
- restaurant. The victims survived the incident. The trial was held in the
- New York Supreme Court, Kings County. We concern ourselves here only with
- the jury selection process and the proper application of Batson, which had
- been handed down before the trial took place. After 63 potential jurors
- had been questioned and 9 had been empaneled, defense counsel objected that
- the prosecutor had used four peremptory challenges to exclude Latino
- potential jurors. Two of the Latino venirepersons challenged by the
- prosecutor had brothers who had been convicted of crimes, and the brother
- of one of those potential jurors was being prosecuted by the same District
- Attorney's office for a probation violation. Petitioner does not press his
- Batson claim with respect to those prospective jurors, and we concentrate
- on the other two excluded individuals.
- After petitioner raised his Batson objection, the prosecutor did not
- wait for a ruling on whether petitioner had established a prima facie case
- of racial discrimination. Instead, the prosecutor volunteered his reasons
- for striking the jurors in question. He explained:
-
- "Your honor, my reason for rejecting the -- these two jurors -- I'm not
- certain as to whether they're Hispanics. I didn't notice how many
- Hispanics had been called to the panel, but my reason for rejecting these
- two is I feel very uncertain that they would be able to listen and follow
- the interpreter." App. 3.
-
-
- After an interruption by defense counsel, the prosecutor continued:
-
- "We talked to them for a long time; the Court talked to them, I talked
- to them. I believe that in their heart they will try to follow it, but I
- felt there was a great deal of uncertainty as to whether they could accept
- the interpreter as the final arbiter of what was said by each of the
- witnesses, especially where there were going to be Spanish-speaking
- witnesses, and I didn't feel, when I asked them whether or not they could
- accept the interpreter's translation of it, I didn't feel that they could.
- They each looked away from me and said with some hesitancy that they would
- try, not that they could, but that they would try to follow the
- interpreter, and I feel that in a case where the interpreter will be for
- the main witnesses, they would have an undue impact upon the jury." Id.,
- at 3-4. {1}
-
-
- Defense counsel moved for a mistrial "based on the conduct of the District
- Attorney," and the prosecutor requested a chance to call a supervisor to
- the courtroom before the judge's ruling.
- Following a recess, defense counsel renewed his motion, which the trial
- court denied. Discussion of the objection continued, however, and the
- prosecutor explained that he would have no motive to exclude Latinos from
- the jury:
-
- "[T]his case, involves four complainants. Each of the complainants is
- Hispanic. All my witnesses, that is, civilian witnesses, are going to be
- Hispanic. I have ab solutely no reason -- there's no reason for me to want
- to exclude Hispanics because all the parties involved are Hispanic, and I
- certainly would have no reason to do that." Id., at 5-6. {2}
-
-
- After further interchange among the judge and attorneys, the trial court
- again rejected petitioner's claim. Id., at 12.
- On appeal, the New York Supreme Court, Appellate Division, noted that
- though the ethnicity of one challenged bilingual juror remained uncertain,
- the prosecutor had challenged the only three prospective jurors with
- definite Hispanic surnames. The court ruled that this fact made out a
- prima facie showing of discrimination. The court affirmed the trial
- court's rejection of petitioner's Batson claim, however, on the ground that
- the prosecutor had offered race-neutral explanations for the peremptory
- strikes sufficient to rebut petitioner's prima facie case.
- The New York Court of Appeals also affirmed the judgment, holding that
- the prosecutor had offered a legitimate basis for challenging the
- individuals in question and deferring to the factual findings of the lower
- New York courts. Two judges dissented, concluding that on this record,
- analyzed in the light of standards they would adopt as a matter of state
- constitutional law, the prosecutor's exclusion of the bilingual potential
- jurors should not have been permitted. We granted certiorari, 498 U. S.
- --- (1990), and now affirm.
- II
- In Batson, we outlined a three-step process for evaluating claims that
- a prosecutor has used peremptory challenges in a manner violating the Equal
- Protection Clause. 476 U. S., at 96-98. The analysis set forth in Batson
- permits prompt rulings on objections to peremptory challenges without
- substantial disruption of the jury selection process. First, the defendant
- must make a prima facie showing that the prosecutor has exercised
- peremptory challenges on the basis of race. Id., at 96-97. Second, if the
- requisite showing has been made, the burden shifts to the prosecutor to
- articulate a raceneutral explanation for striking the jurors in question.
- Id., at 97-98. Finally, the trial court must determine whether the
- defendant has carried his burden of proving purposeful discrimination.
- Id., at 98. This three-step inquiry delimits our consideration of the
- arguments raised by petitioner.
-
- A
- The prosecutor defended his use of peremptory strikes without any
- prompting or inquiry from the trial court. As a result, the trial court
- had no occasion to rule that petitioner had or had not made a prima facie
- showing of intentional discrimination. This departure from the normal
- course of proceeding need not concern us. We explained in the context of
- employment discrimination litigation under Title VII of the Civil Rights
- Act of 1964 that "[w]here the defendant has done everything that would be
- required of him if the plaintiff had properly made out a prima facie case,
- whether the plaintiff really did so is no longer relevant." United States
- Postal Service Bd. of Govs. v. Aikens, 460 U. S. 711, 715 (1983). The same
- principle applies under Batson. Once a prosecutor has offered a
- race-neutral explanation for the peremptory challenges and the trial court
- has ruled on the ultimate question of intentional discrimination, the
- preliminary issue of whether the defendant had made a prima facie showing
- becomes moot.
-
- B
- Petitioner contends that the reasons given by the prosecutor for
- challenging the two bilingual jurors were not raceneutral. In evaluating
- the race-neutrality of an attorney's explanation, a court must determine
- whether, assuming the proffered reasons for the peremptory challenges are
- true, the challenges violate the Equal Protection Clause as a matter of
- law. A court addressing this issue must keep in mind the fundamental
- principle that "official action will not be held unconstitutional solely
- because it results in a racially disproportionate impact. . . . Proof of
- racially discriminatory intent or purpose is required to show a violation
- of the Equal Protection Clause." Arlington Heights v. Metropolitan Housing
- Development Corp., 429 U. S. 252, 264-265 (1977); see also Washington v.
- Davis, 426 U. S. 229, 239 (1976). " `Discriminatory purpose' . . . implies
- more than intent as volition or intent as awareness of consequences. It
- implies that the decisionmaker . . . selected . . . a particular course of
- action at least in part `because of,' not merely `in spite of,' its adverse
- effects upon an identifiable group." Personnel Administrator of
- Massachusetts v. Feeney, 442 U. S. 256, 279 (1979) (footnote and citation
- omitted); see also McCleskey v. Kemp, 481 U. S. 279, 297-299 (1987).
- A neutral explanation in the context of our analysis here means an
- explanation based on something other than the race of the juror. At this
- step of the inquiry, the issue is the facial validity of the prosecutor's
- explanation. Unless a discriminatory intent is inherent in the
- prosecutor's explanation, the reason offered will be deemed race neutral.
- Petitioner argues that Spanish-language ability bears a close relation
- to ethnicity, and that, as a consequence, it violates the Equal Protection
- Clause to exercise a peremptory challenge on the ground that a Latino
- potential juror speaks Spanish. He points to the high correlation between
- Spanishlanguage ability and ethnicity in New York, where the case was
- tried. We need not address that argument here, for the prosecutor did not
- rely on language ability without more, but explained that the specific
- responses and the demeanor of the two individuals during voir dire caused
- him to doubt their ability to defer to the official translation of
- Spanish-language testimony. {3}
- The prosecutor here offered a race-neutral basis for these peremptory
- strikes. As explained by the prosecutor, the challenges rested neither on
- the intention to exclude Latino or bilingual jurors, nor on stereotypical
- assumptions about Latinos or bilinguals. The prosecutor's articulated
- basis for these challenges divided potential jurors into two classes: those
- whose conduct during voir dire would persuade him they might have
- difficulty in accepting the translator's rendition of Spanish-language
- testimony and those potential jurors who gave no such reason for doubt.
- Each category would include both Latinos and non-Latinos. While the
- prosecutor's criterion might well result in the disproportionate removal of
- prospective Latino jurors, that disproportionate impact does not turn the
- prosecutor's actions into a per se violation of the Equal Protection
- Clause.
- Petitioner contends that despite the prosecutor's focus on the
- individual responses of these jurors, his reason for the peremptory strikes
- has the effect of a pure, language-based reason because "[a]ny honest
- bilingual juror would have answered the prosecutor in the exact same way."
- Brief for Petitioner 14. Petitioner asserts that a bilingual juror would
- hesitate in answering questions like those asked by the judge and
- prosecutor due to the difficulty of ignoring the actual Spanish-language
- testimony. In his view, no more can be expected than a commitment by a
- prospective juror to try to follow the interpreter's translation.
- But even if we knew that a high percentage of bilingual jurors would
- hesitate in answering questions like these and, as a consequence, would be
- excluded under the prosecutor's criterion, that fact alone would not cause
- the criterion to fail the race-neutrality test. As will be discussed
- below, disparate impact should be given appropriate weight in determining
- whether the prosecutor acted with a forbidden intent, but it will not be
- conclusive in the preliminary race-neutrality step of the Batson inquiry.
- An argument relating to the impact of a classification does not alone show
- its purpose. See Personnel Administrator of Massachusetts v. Feeney, 442
- U. S., at 279. Equal protection analysis turns on the intended
- consequences of government classifications. Unless the government actor
- adopted a criterion with the intent of causing the impact asserted, that
- impact itself does not violate the principle of race-neutrality. Nothing
- in the prosecutor's explanation shows that he chose to exclude jurors who
- hesitated in answering questions about following the interpreter because he
- wanted to prevent bilingual Latinos from serving on the jury.
- If we deemed the prosecutor's reason for striking these jurors a racial
- classification on its face, it would follow that a trial judge could not
- excuse for cause a juror whose hesitation convinced the judge of the
- juror's inability to accept the official translation of foreign-language
- testimony. If the explanation is not race-neutral for the prosecutor, it
- is no more so for the trial judge. While the reason offered by the
- prosecutor for a peremptory strike need not rise to the level of a
- challenge for cause, Batson, 476 U. S., at 97, the fact that it corresponds
- to a valid for-cause challenge will demonstrate its race-neutral
- character.
-
- C
- Once the prosecutor offers a race-neutral basis for his exercise of
- peremptory challenges, "[t]he trial court then [has] the duty to determine
- if the defendant has established purposeful discrimination." Batson, 476
- U. S., at 98. While the disproportionate impact on Latinos resulting from
- the prosecutor's criterion for excluding these jurors does not answer the
- race-neutrality inquiry, it does have relevance to the trial court's
- decision on this question. "[A]n invidious discriminatory purpose may
- often be inferred from the totality of the relevant facts, including the
- fact, if it is true, that the [classification] bears more heavily on one
- race than another." Washington v. Davis, 426 U. S., at 242. If a
- prosecutor articulates a basis for a peremptory challenge that results in
- the disproportionate exclusion of members of a certain race, the trial
- judge may consider that fact as evidence that the prosecutor's stated
- reason constitutes a pretext for racial discrimination.
- In the context of this trial, the prosecutor's frank admission that his
- ground for excusing these jurors related to their ability to speak and
- understand Spanish raised a plausible, though not a necessary, inference
- that language might be a pretext for what in fact were race-based
- peremptory challenges. This was not a case where by some rare coincidence
- a juror happened to speak the same language as a key witness, in a
- community where few others spoke that tongue. If it were, the explanation
- that the juror could have undue influence on jury deliberations might be
- accepted without concern that a racial generalization had come into play.
- But this trial took place in a community with a substantial Latino
- population, and petitioner and other interested parties were members of
- that ethnic group. It would be common knowledge in the locality that a
- significant percentage of the Latino population speaks fluent Spanish, and
- that many consider it their preferred language, the one chosen for personal
- communication, the one selected for speaking with the most precision and
- power, the one used to define the self.
- The trial judge can consider these and other factors when deciding
- whether a prosecutor intended to discriminate. For example, though
- petitioner did not suggest the alternative to the trial court here,
- Spanish-speaking jurors could be permitted to advise the judge in a
- discreet way of any concerns with the translation during the course of
- trial. A prosecutor's persistence in the desire to exclude
- Spanish-speaking jurors despite this measure could be taken into account in
- determining whether to accept a race-neutral explanation for the
- challenge.
- The trial judge in this case chose to believe the prosecutor's
- race-neutral explanation for striking the two jurors in question, rejecting
- petitioner's assertion that the reasons were pretextual. In Batson, we
- explained that the trial court's decision on the ultimate question of
- discriminatory intent represents a finding of fact of the sort accorded
- great deference on appeal:
-
- "In a recent Title VII sex discrimination case, we stated that `a
- finding of intentional discrimination is a finding of fact' entitled to
- appropriate deference by a reviewing court. Anderson v. Bessemer City, 470
- U. S. 564, 573 (1985). Since the trial judge's findings in the context
- under consideration here largely turn on evaluation of credibility, a
- reviewing court ordinarily should give those findings great deference.
- Id., at 575-576." Batson, supra, at 98, n. 21.
-
-
- Batson's treatment of intent to discriminate as a pure issue of fact,
- subject to review under a deferential standard, accords with our treatment
- of that issue in other equal protection cases. See Hunter v. Underwood,
- 471 U. S. 222, 229 (1985) (Court of Appeals correctly found that District
- Court committed clear error in concluding state constitutional provision
- was not adopted out of racial animus); Rogers v. Lodge, 458 U. S. 613,
- 622-623 (1982) (clearly erroneous standard applies to review of finding
- that at-large voting system was maintained for discriminatory purposes);
- Dayton Board of Education v. Brinkman, 443 U. S. 526, 534 (1979) (affirming
- Court of Appeals' conclusion that District Court's failure to find the
- intentional operation of a dual school system was clearly erroneous); Akins
- v. Texas, 325 U. S. 398, 401-402 (1945) (great respect accorded to findings
- of state court in discriminatory jury selection case); see also Miller v.
- Fenton, 474 U. S. 104, 113 (1985). As Batson's citation to Anderson
- suggests, it also corresponds with our treatment of the intent inquiry
- under Title VII. See Pullman-Standard v. Swint, 456 U. S. 273, 293
- (1982).
- Deference to trial court findings on the issue of discriminatory intent
- makes particular sense in this context because, as we noted in Batson, the
- finding will "largely turn on evaluation of credibility." 476 U. S., at
- 98, n. 21. In the typical peremptory challenge inquiry, the decisive
- question will be whether counsel's race-neutral explanation for a
- peremptory challenge should be believed. There will seldom be much
- evidence bearing on that issue, and the best evidence often will be the
- demeanor of the attorney who exercises the challenge. As with the state of
- mind of a juror, evaluation of the prosecutor's state of mind based on
- demeanor and credibility lies "peculiarly within a trial judge's province."
- Wainwright v. Witt, 469 U. S. 412, 428 (1985), citing Patton v. Yount, 467
- U. S. 1025, 1038 (1984).
- The precise formula used for review of fact findings, of course,
- depends on the context. Anderson was a federal civil case, and we there
- explained that a federal appellate court reviews the finding of a district
- court on the question of intent to discriminate under Federal Rule of Civil
- Procedure 52(a), which permits factual findings to be set aside only if
- clearly erroneous. While no comparable rule exists for federal criminal
- cases, we have held that the same standard should apply to review of
- findings in criminal cases on issues other than guilt. Maine v. Taylor,
- 477 U. S. 131, 145 (1986); Campbell v. United States, 373 U. S. 487, 493
- (1963); 2 C. Wright, Federal Practice and Procedure MDRV 374 (2d ed. 1982
- and Supp. 1990). On federal habeas review of a state conviction, 28 U. S.
- C. MDRV 2254(d) requires the federal courts to accord state court factual
- findings a presumption of correctness.
- This case comes to us on direct review of the state court judgment. No
- statute or rule governs our review of facts found by state courts in cases
- with this posture. The reasons justifying a deferential standard of review
- in other contexts, however, apply with equal force to our review of a state
- trial court's findings of fact made in connection with a federal
- constitutional claim. Our cases have indicated that, in the absence of
- exceptional circumstances, we would defer to state court factual findings,
- even when those findings relate to a constitutional issue. See 324 Liquor
- Corp. v. Duffy, 479 U. S. 335, 351 (1987); California Liquor Dealers Assn.
- v. Midcal Aluminum, Inc., 445 U. S. 97, 111-112 (1980); see also Time, Inc.
- v. Firestone, 424 U. S. 448, 463 (1976); General Motors Corp. v.
- Washington, 377 U. S. 436, 441-442 (1964) (quoting Norton Co. v. Department
- of Revenue of Illinois, 340 U. S. 534, 537-538 (1951)); Bantam Books, Inc.
- v. Sullivan, 372 U. S. 58, 68 (1963); Lloyd A. Fry Roofing Co. v. Wood, 344
- U. S. 157, 160 (1952). Moreover, "an issue does not lose its factual
- character merely because its resolution is dispositive of the ultimate
- constitutional question." Miller v. Fenton, supra, at 113 (citing Dayton
- Board of Education v. Brinkman, supra).
- Petitioner advocates "independent" appellate review of a trial court's
- rejection of a Batson claim. We have difficulty understanding the nature
- of the review petitioner would have us conduct. Petitioner explains that
- "[i]ndependent review requires the appellate court to accept the findings
- of historical fact and credibility of the lower court unless they are
- clearly erroneous. Then, based on these facts, the appellate court
- independently determines whether there has been discrimination." Reply
- Brief for Petitioner 17. But if an appellate court accepts a trial court's
- finding that a prosecutor's race-neutral explanation for his peremptory
- challenges should be believed, we fail to see how the appellate court
- nevertheless could find discrimination. The credibility of the
- prosecutor's explanation goes to the heart of the equal protection
- analysis, and once that has been settled, there seems nothing left to
- review.
- Petitioner seeks support for his argument in Bose Corp. v. Consumers
- Union of United States, Inc., 466 U. S. 485 (1984) and Miller v. Fenton,
- supra. Bose Corp. dealt with review of a trial court's finding of "actual
- malice," a First Amendment precondition to liability in a defamation case,
- holding that an appellate court "must exercise independent judgment and
- determine whether the record establishes actual malice with convincing
- clarity." 466 U. S., at 514. Miller accorded similar treatment to a
- finding that a confession was voluntary. 474 U. S., at 110. Those cases
- have no relevance to the matter before us. They turn on the Court's
- determination that findings of voluntariness or actual malice involve
- legal, as well as factual, elements. See Miller, supra, at 115-117; Bose
- Corp., supra, at 501-502; see also Harte-Hanks Communications, Inc. v.
- Connaughton, 491 U. S. 657, 685 (1989) ("The question whether the evidence
- in the record in a defamation case is sufficient to support a finding of
- actual malice is a question of law"). Whether a prosecutor intended to
- discriminate on the basis of race in challenging potential jurors is, as
- Batson recognized, a question of historical fact.
- Petitioner also looks to a line of this Court's decisions reviewing
- state court challenges to jury selection procedures. Many of these cases,
- following Norris v. Alabama, 294 U. S. 587 (1935), have emphasized this
- Court's duty to "analyze the facts in order that the appropriate
- enforcement of the federal right may be assured," id., at 590, or to "make
- independent inquiry and determination of the disputed facts," Pierre v.
- Louisiana, 306 U. S. 354, 358 (1939). See, e. g., Whitus v. Georgia, 385
- U. S. 545, 550 (1967); Avery v. Georgia, 345 U. S. 559, 561 (1953); Patton
- v. Mississippi, 332 U. S. 463, 466 (1947); Smith v. Texas, 311 U. S. 128,
- 130 (1940). The review provided for in those cases, however, leaves room
- for deference to state court factual determinations, in particular on
- issues of credibility. For instance, in Akins v. Texas, 325 U. S. 398
- (1945), we said:
-
- "[T]he transcript of the evidence presents certain inconsistencies and
- conflicts of testimony in regard to limiting the number of Negroes on the
- grand jury. Therefore, the trier of fact who heard the witnesses in full
- and observed their demeanor on the stand has a better opportunity than a
- reviewing court to reach a correct conclusion as to the existence of that
- type of discrimination. While our duty, in reviewing a conviction upon a
- complaint that the procedure through which it was obtained violates due
- process and equal protection under the Fourteenth Amendment, calls for our
- examination of evidence to determine for ourselves whether a federal
- constitutional right has been denied, expressly or in substance and effect,
- Norris v. Alabama, 294 U. S. 587, 589-90; Smith v. Texas, 311 U. S. 128,
- 130, we accord in that examination great respect to the conclusions of the
- state judiciary, Pierre v. Louisiana, 306 U. S. 354, 358. That respect
- leads us to accept the conclusion of the trier on disputed issues `unless
- it is so lacking in support in the evidence that to give it effect would
- work that fundamental unfairness which is at war with due process,' Lisenba
- v. California, 314 U. S. 219, 238, or equal protection. Cf. Ashcraft v.
- Tennessee, 322 U. S. 143, 152, 153; Malinski v. New York, 324 U. S. 401,
- 404." Id., at 401-402.
-
-
- Other cases in the Norris line also express our respect for factual
- findings made by state courts. See Whitus, supra, at 550; Pierre, supra,
- at 358.
- In the case before us, we decline to overturn the state trial court's
- finding on the issue of discriminatory intent unless convinced that its
- determination was clearly erroneous. It "would pervert the concept of
- federalism," Bose Corp., supra, at 499, to conduct a more searching review
- of findings made in state trial court than we conduct with respect to
- federal district court findings. As a general matter, we think the Norris
- line of cases reconcilable with this clear error standard of review. In
- those cases, the evidence was such that a "reviewing court on the entire
- evidence [would be] left with the definite and firm conviction that a
- mistake ha[d] been committed." United States v. United States Gypsum Co.,
- 333 U. S. 364, 395 (1948). For instance, in Norris itself, uncontradicted
- testimony showed that "no negro had served on any grand or petit jury in
- [Jackson County, Alabama] within the memory of witnesses who had lived
- there all their lives." 294 U. S., at 591; see also Avery v. Georgia,
- supra, at 560-561; Patton v. Mississippi, supra, at 466; Smith v. Texas,
- supra, at 131. In circumstances such as those, a finding of no
- discrimination was simply too incredible to be accepted by this Court.
- We discern no clear error in the state trial court's determination that
- the prosecutor did not discriminate on the basis of the ethnicity of Latino
- jurors. We have said that "[w]here there are two permissible views of the
- evidence, the factfinder's choice between them cannot be clearly
- erroneous." Anderson v. Bessemer City, 470 U. S. 564, 574 (1985). The
- trial court took a permissible view of the evidence in crediting the
- prosecutor's explanation. Apart from the prosecutor's demeanor, which of
- course we have no opportunity to review, the court could have relied on the
- facts that the prosecutor defended his use of peremptory challenges without
- being asked to do so by the judge, that he did not know which jurors were
- Latinos, and that the ethnicity of the victims and prosecution witnesses
- tended to undercut any motive to exclude Latinos from the jury. Any of
- these factors could be taken as evidence of the prosecutor's sincerity.
- The trial court, moreover, could rely on the fact that only three
- challenged jurors can with confidence be identified as Latinos, and that
- the prosecutor had a verifiable and legitimate explanation for two of those
- challenges. Given these factors, that the prosecutor also excluded one or
- two Latino venirepersons on the basis of a subjective criterion having a
- disproportionate impact on Latinos does not leave us with a "definite and
- firm conviction that a mistake has been committed." United States v.
- United States Gypsum Co., supra, at 395.
- D
- Language permits an individual to express both a personal identity and
- membership in a community, and those who share a common language may
- interact in ways more intimate than those without this bond. Bilinguals,
- in a sense, inhabit two communities, and serve to bring them closer.
- Indeed, some scholarly comment suggests that people proficient in two
- languages may not at times think in one language to the exclusion of the
- other. The analogy is that of a highhurdler, who combines the ability to
- sprint and to jump to accomplish a third feat with characteristics of its
- own, rather than two separate functions. Grosjean, The Bilingual as a
- Competent but Specific Speaker-Hearer, 6 J. Multilingual & Multicultural
- Development 467 (1985). This is not to say that the cognitive processes
- and reactions of those who speak two languages are susceptible of easy
- generalization, for even the term "bilingual" does not describe a uniform
- category. It is a simple word for a more complex phenomenon with many
- distinct categories and subdivisions. Sanchez, Our Linguistic and Social
- Context, in Spanish in the United States 9, 12 (J. Amastae & Elias-Olivares
- 1982); Dodson, Second Language Acquisition and Bilingual Development: A
- Theoretical Framework, 6 J. Multilingual & Multicultural Development 325,
- 326-327 (1985).
- Our decision today does not imply that exclusion of bilinguals from
- jury service is wise, or even that it is constitutional in all cases. It
- is a harsh paradox that one may become proficient enough in English to
- participate in trial, see, e. g., 28 U. S. C. 15 1865(b)(2),(3)
- (English-language ability required for federal jury service), only to
- encounter disqualification because he knows a second language as well. As
- the Court observed in a somewhat related context: "Mere knowledge of [a
- foreign] language cannot reasonably be regarded as harmful. Heretofore it
- has been commonly looked upon as helpful and desirable." Meyer v.
- Nebraska, 262 U. S. 390, 400 (1923).
- Just as shared language can serve to foster community, language
- differences can be a source of division. Language elicits a response from
- others, ranging from admiration and respect, to distance and alienation, to
- ridicule and scorn. Reactions of the latter type all too often result from
- or initiate racial hostility. In holding that a race-neutral reason for a
- peremptory challenge means a reason other than race, we do not resolve the
- more difficult question of the breadth with which the concept of race
- should be defined for equal protection purposes. We would face a quite
- different case if the prosecutor had justified his peremptory challenges
- with the explanation that he did not want Spanish-speaking jurors. It may
- well be, for certain ethnic groups and in some communities, that
- proficiency in a particular language, like skin color, should be treated as
- a surrogate for race under an equal protection analysis. Cf. Yu Cong Eng
- v. Trinidad, 271 U. S. 500 (1926) (law prohibiting keeping business records
- in other than specified languages violated equal protection rights of
- Chinese businessmen); Meyer v. Nebraska, supra (striking down law
- prohibiting grade schools from teaching languages other than English).
- And, as we make clear, a policy of striking all who speak a given language,
- without regard to the particular circumstances of the trial or the
- individual responses of the jurors, may be found by the trial judge to be a
- pretext for racial discrimination. But that case is not before us.
-
- III
- We find no error in the application by the New York courts of the
- three-step Batson analysis. The standard inquiry into the objecting
- party's prima facie case was unnecessary given the course of proceedings in
- the trial court. The state courts came to the proper conclusion that the
- prosecutor offered a race-neutral basis for his exercise of peremptory
- challenges. The trial court did not commit clear error in choosing to
- believe the reasons given by the prosecutor.
-
- Affirmed.
-
-
-
-
-
-
-
-
- ------------------------------------------------------------------------------
- 1
- The prosecutor later gave the same explanation for challenging the
- bilingual potential jurors:
-
- ". . . I felt that from their answers they would be hard pressed to accept
- what the interpreter said as the final thing on what the record would be,
- and I even had to ask the Judge to question them on that, and their answers
- were -- I thought they both indicated that they would have trouble,
- although their final answer was they could do it. I just felt from the
- hesitancy in their answers and their lack of eye contact that they would
- not be able to do it." App. 6.
-
- 2
- The trial judge appears to have accepted the prosecutor's reasoning as
- to his motivation. In response to a charge by defense counsel that the
- prosecutor excluded Latino jurors out of fear that they would sympathize
- with the defendant, the judge stated:
- "The victims are all Hispanics, he said, and, therefore, they will be
- testifying for the People, so there could be sympathy for them as well as
- for the defendant, so he said [it] would not seem logical in this case he
- would look to throw off Hispanics, because I don't think that his logic is
- wrong. They might feel sorry for a guy who's had a bullet hole through
- him, he's Hispanic, so they may relate to him more than they'll relate to
- the shooter." Id., at 8.
-
- 3
- Respondent cites United States v. Perez, 658 F. 2d 654 (CA9 1981),
- which illustrates the sort of problems that may arise where a juror fails
- to accept the official translation of foreign-language testimony. In
- Perez, the following interchange occurred:
- "DOROTHY KIM (JUROR NO. 8): Your Honor, is it proper to ask the
- interpreter a question? I'm uncertain about the word La Vado [sic]. You
- say that is a bar.
- "THE COURT: The Court cannot permit jurors to ask questions directly.
- If you want to phrase your question to me --
- "DOROTHY KIM: I understood it to be a restroom. I could better believe
- they would meet in a restroom rather than a public bar if he is
- undercover.
- "THE COURT: These are matters for you to consider. If you have any
- misunderstanding of what the witness testified to, tell the Court now what
- you didn't understand and we'll place the --
- "DOROTHY KIM: I understand the word La Vado [sic] -- I thought it meant
- restroom. She translates it as bar.
- "MS. IANZITI: In the first place, the jurors are not to listen to the
- Spanish but to the English. I am a certified court interpreter.
- "DOROTHY KIM: You're an idiot." Id., at 662.
-
- Upon further questioning, "the witness indicated that none of the
- conversations in issue occurred in the restroom." Id., at 663. The juror
- later explained that she had said " `it's an idiom' " rather than " `you're
- an idiot,' " but she was nevertheless dismissed from the jury. Ibid.
-